The length of time it takes to study for the Series 66 exam can vary widely based on a person’s study habits and discipline level. Most exam prep providers recommend setting aside 50 to 80 hours, which should be spread out over four to five weeks for a person working full-time. Training Consultants offers three study packages, each with a different focus, and a fourth—the Everything Package—that combines the elements of the first three. Kaplan University has an 80-year history in instructional training. An essential component in an exam prep course is its question bank. You can create customizable practice quizzes that can be completed online or printed out.
The Flashcards are available for 6 months from the first time of usage. Finding the right exam prep course to match your particular learning style, study needs, and budget is critical. Most people have neither the time nor inclination to exhaustively review the more than two dozen Series 66 exam prep course providers. We did just that for this roundup, narrowing the field to 15 providers that warranted a closer look to eventually identify the best exam prep course providers in five categories.
While that is an impressive study package at $182.46, the Premier Plus package adds live virtual or in-person classes, Series 66 Q&A sessions, and recorded live virtual courses and costs $277.45. Anyone wanting to sell securities in the United States needs to hold a Series 7 license as a securities representative. It’s an all-day marathon exam, consisting of 250 multiple-choice questions spread over two three-hour sections. Candidates aren’t eligible to take the exam unless they’re sponsored by an employer, and most employers provide extensive training and assistance for potential brokers as they prepare for the exam. The Series 66 exam has no sponsorship requirement, but that’s not important since investment advisers need both licenses. You can prepare for your qualification exam with this series of short, exam-focused streaming videos designed to provide reinforcement of the core exam topics discussed in the License Exam Manual.
Purchase the All Access Pass upgrade and get unlimited classes, review sessions, and more for one year. Most students are able to finish the exam within the allotted time. Take a test drive of our Training Center–the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress. Knopman Marks’s Series 66 prep course happens to check all these boxes, and they also have the best pass average in the business.
In recent years, regulations have changed such that experienced advisors now have to take the 66. It has led to the unfortunate end of career for long established finance professionals. If we had a gun to our head and had to give an answer then we would probably say the Series 66. The reason we would say this is because we often see it give more problems to students than the Series 7.
My firm provided us with Test Prep material from PassPerfect. We had the 2010 version, so from what I hear what extremely helpful, since they just changed  the exam material and format. But, the practice tests I took and the actual 66 were 2 different tests entirely. And, like you, I read and studied EVERYTHING I was supposed to for the 66. Series 66 Exam Secrets is our exclusive collection of the tips and the information that we have specially selected to give you the best results on the Series 66 Test for the least time spent studying.
A.D. Banker offers a Series 66 online course that includes videos, practice exams, audio, activities, key facts, and can be supplemented with flashcards, study manuals, and web classes. Connect with a Kaplan instructor for personal assistance anytime as you prepare for the exam. With this online resource, you can communicate directly with securities content experts and get your questions answered within two business days.
The questions on the test are assembled by level of difficulty and content area. Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course.

I would agree with everybody else that the 66 is pretty tough. I passed on my first try and the only I advice I would give is to take the practice tests over and over and over…..until you are sick and tired of them. [/quote] I apologize for not being clear earlier but it is a pass/fail ratio range they are required to stay with in. This info was given to me by word of mouth from an employee at the testing center.
The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination. The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7. And besides just text and questions, make sure your chosen course provides access to video or audio summaries, flashcards, and extra exams that can truly predict your readiness.
If your firm, company, or organization will allow you to take the Series 66 instead of the Series 63 or Series 65, you should consider this more comprehensive license. Even if it is not required for your current position, it may allow you to pursue a promotion or a new role in the future. You will need to get the Series 7 FINRA license to be fully licensed to market and sell securities. The Series 66 license is the most comprehensive state license that financial services professionals can have but is not a stand-alone license.
Since choice D does not have any portion invested in stock, the investor might outlive their assets or might not be able to sustain an appropriate amount of income throughout retirement. That leaves choice C, which is the correct answer as it is a suitable recommendation. With this choice, the investor will have a small portion in growth stock, a greater portion in income generating investments, and a small portion in cash or cash equivalents. The investor will have something in each of the asset classes. Give structure to your class with these spiral-bound books that complement your instructor’s lessons.
Keep in mind that if you plan to use your Series 66 license, you are required to have a Series 7 license as well. When I saw the score I seriously thought that my eyes must have just found a score for only a section of the test or something and that I just hadn’t seen my actual score yet. It honestly took me a few minutes before I accepted that as my final score…
It’s administered by the Financial Industry Regulatory Authority (FINRA). I’ve compiled all the key information you need to know about these 2 exams to ensure that you know what you’re getting into ahead of time. You’ll be able to start working towards your certification with confidence as long as you read everything below. Earn Fees for managing client funds and build your business for unlimited income and retirement residuals from investment fees. Nationwide job opportunities are available as a Series 66 investment Adviser Broker with firms large or small.

Generally, for those persons with the Series 7 license, the Series 66 exam is easier to pass than the Series 65. The Series 66 license is only valid with a Series 7 designation. This means that the Series 7 is a corequisite exam for the Series 66. Please visit FINRA’s “Enroll for a Series Exam” page to register for a state licensing exam. Once registered, FINRA will open a 120-day window within which an individual may schedule the exam. More information on sites to take the exams can be found on the FINRA website.
Live instruction features the same instructor and can be accessed anywhere through WebEx. The QBank and all of Kaplan’s study packages come with five-month access, but additional five-month access can be purchased for $49. Looking to supplement a learning package that you are already working with? At the completion of the exam, test takers will be able to see their overall score as well as scores from each individual section.

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We are dedicated to keeping up-to-date with the content on each securities exam. Our Series 66 exam prep course was created and is entirely presented by Suzy Rhoades, who is our Director of Securities Content. Previously, Suzy served as the Director of Content for TesTeachers, which was a national leader in insurance and securities pre-license and continuing education training. The Checkpoint Exams, located at the end of each unit in your License Exam Manual, are designed to gauge your comprehension of the material. These exams can be taken only once and feature unique questions, as well as answers and detailed rationales.

Hedge fund managers who must register as investment advisor representatives with the SEC (through notice filings) or the state securities commission will need to have the proper FINRA exam licenses. The exam includes 110 multiple-choice questions, 100 of which count toward the final score. The other ten are pretest questions that are distributed randomly throughout the test.
Spend over 10 Hours in 8 class sessions with Robert Walker, author of “Pass The 66 Success Program,” to understand the nuances of breaking down the exam questions to get to the correct answer. Each 2 hour training session provides you with a fun, unique, thorough way of learning the often difficult Series 66 material. With a big focus on step-by-step test-taking methods, we make the material come alive and show you how to apply it to potential exam questions. The Series 66
Exam is computer-based, and includes 110 multiple-choice questions. Start out by completing a 100-questions exam on all topics just to get a sense of how the test feels.