In review, the first 4 weeks of my exam prep produced 4 test scores between 66-68%. Even more concerning, my scores actually regressed on my last 2 practice tests. After changing my study methods I was able to improve my scores by 18 percentage points in 3 weeks with a test score of 84%. In the Series 65 Study Guide Method, I include screenshots of every practice test score I took so you can view my progression from start to finish.

Will definitely work with Chris on getting my Series 7 as well. We reached out to individuals who had recently taken or were about to take the Series 65 exam and asked them what questions they had about the test. If there’s anything else you’d like us to add, feel free to reach out and we’ll be happy to do so.
Brandon’s tutoring service will help you pass on your first try and that is priceless. Thanks to him, I secured my dream job at UBS and passed all my licensing exams with confidence. I wish him nothing but the best and I am sincerely grateful for his help. The question bank, textbook, practice exams, and class sessions can all be purchased individually if you’d like to build your own custom study program.

Series 65 Practice Exam

You’ll also identify areas of weakness that you can fix before the actual exam. Together with Knopman Marks’ prep course, these Series 65 flashcards will give you the best shot at passing the exam on the first try. When you buy the Achievable Series 65 course, you’ll get access to our extensive question bank of 1,300+ chapter quizzes and 20+ practice exams. Once registered, FINRA will open a 120-day window within which an individual may schedule the exam. More information on sites to take the exams can be found on the FINRA website.
These can also be purchased separately; however, it’s better to buy them as part of a complete course because then you get a full year of access instead of the 90 days’ access that comes with an a la carte purchase. I purchased an online exam prep course from Kaplan for about $200. With this came a study guide manual, access to online test questions, and some exam prep videos. I’m a visual learner and a slow reader, so the videos were the thing I was most interested in using for study material.
This way, you can ensure your answers are accurate before moving on. While having a Series 65 license does allow you to give financial investment advice, it does NOT allow you to sell investment products or to buy or sell financial securities. If buying and selling securities is your aim, the Series 6 and Series 7 licenses are still required. Knopman Marks is a unique review course, as they have a primary focus on video lecture review. This can be very refreshing for those who are synchronous learners and find a lot of comfort in the availability of video lectures.

From there, familiarizing yourself with the structure of the exam is a must. It includes 110 multiple-choice questions (with 105 scored questions and five unscored pre-test questions). The exam also has a 3-hour time limit, so practice answering sample questions in this time frame to prepare for the day-of pressure. Specifically, topics include financial planning, portfolio management strategies, laws and regulations, ethical standards, and economics.
He helps students identify the concepts on which to spend relatively more or less time reviewing based on the material he knows will be on the exam (and as compared with their current level of understanding). He knows from experience that each student learns at a different pace, and he takes extreme pride in the success he has helped his students achieve. The pass rate for his students is well over 85% and he believes the most efficient way to prep for financial licensing exams is to utilize a professional FINRA tutor. Adaptive learning technology is becoming increasingly popular among online test prep courses, and it’s available with three of our four finalists. It analyzes your performance on practice questions and tests and makes suggestions on where you should focus your attention for maximum effect. This streamlines the learning process and keeps you constantly challenged and engaged.
Residents of other states will have to settle for a live online course if they want interactive instruction. Your instructor will go over the key topics covered on the Series 65 exam and answer any questions you have. You can view the full course schedule on the company’s website. SIA Series 65 has a lot to offer, but their best course materials are clearly their practice exams. Each of these focuses on preparing you for different areas of the Series 65 exam in different ways. Plus, they’re a great tool for gauging how well you’re remembering what you’ve learned from each lesson.
We like the fact that there are no trick questions, but questions that will help understand the information at a deeper level. You’ll also learn how to eliminate incorrect choices – a skill extremely helpful on the day of the exam. The Series 65 examination is also known as the Uniform Investment Adviser Law Examination and has the main purpose of testing if candidates are qualified for working as investment adviser representatives. The exam is required if you want to be licensed by a state in order to work with investors.
At least 94 (72%) of the questions must be answered correctly for an individual to pass the Series 65 exam. Annual updates to the Series 65 exam are done with examiners taking the time to create new and revised questions based on current laws. These examiners take the time to weigh each question carefully to make sure a question is not too difficult or easy. All scores are kept in the Central Registration Depository (CRD) for employers and regulators to access. All Series 65 test questions are copyrighted and are not disclosed to the public. With current content, designed to mimic today’s exam, Pass Perfect is the place to find free Series 65 questions.
The other program I’ve heard a lot of good reviews about I have to admit, I am not familiar with it, I haven’t been through it myself, is called TesTeachers. They do study materials for lots of different programs, including lots of different Series exams, and do this for the Series 65 exam in particular. Notably, though, the reality is that the Series 65 ultimately qualifies investment advisers to give advice about how to invest a household’s cumulative life savings… This is also why the Pass the 65 guide made it its mission to make sure students understand and remember the information explained.
One must answer 94 of the questions right, about 72%, to pass the Series 65 exam. The Series 65 is a closed book exam, and the score for each section, as well as your overall score, and the is available to the candidate immediately after they finish the exam. I failed the Series 6 once and had many doubts about ever passing the exam. After working with him today for the first time, I feel a sense of relief. Having such a knowledgeable person that is interested in helping me pass this test is huge for me. I have already scheduled two more sessions with him and feel confident that he will be the key to my success this time around.
There are many different course structures and features to choose from, and with average pass rates as high as 90%, it’s easy to see the value of many of these courses. There are no student pass rates published and no exam pass guarantee for the course. The Test Geek video course is broken up into four modules, which include a midterm exam and a final exam. There is no question bank, but downloadable class notes are available.

You can tell that he is very knowledgeable about the material and truly wants you to learn and get better. Series 65 Exam Flashcard Study System is our pick for best flashcards, and are the perfect way to help drill in the days leading up to the test. It distills all of the test topics down into compact cards that are perfect for quick review and memorization. Once your application is complete, a 120-day testing window, in which you can take your exam will be provided.
Essentially, this is ideal for anyone who wants to emulate a classroom experience. If you use Knopman Marks materials, you also have access to a highly predictive exam called the Benchmark Exam that should be used near the end of your prep process. If you score 72% or above on the Benchmark Exam, you should feel confident about your chances for success on the actual Series 65.
Your refund may also be subject to a $20 administrative or restocking fee. The All Access Pass is an additional $225 and can be purchased separately, without enrolling in a class. It includes a 60-minute live Q&A session, 60-minute live onboarding, live-streamed faculty-led classes, and blended classes. Private tutoring is available at an additional charge and must be scheduled via appointment. You’ll learn to avoid the mistakes and the bad strategies that you’ve been vulnerable to.
The approximately 1,400 unique questions are presented in eight separate practice finals of 130 questions each, plus quizzes on each of the 4 exam sections. The answer choices are randomized, which cuts down on the dangerous trap of memorizing practice questions. Track your score and deal with the tick-tick-ticking of the little clock…
So if you struggle with tests like that in general, you’re probably going to find the Series 65 hard. If you find tests like that to be easy in general, you’re probably going to find the Series 65 is really easy. On the downside, you’ll notice that the structure of the guide is not that well-designed and the content comes with lots of errors that are misleading in some cases. Still, in spite of these problems, the Wiley FINRA Series 65 Exam Review 2017 is one of the most recommended resources for the Series 65 exam. Finally, they manage to cover every aspect of the exam but they avoid fillers that tend to show up in other study guides on the market.
Now, the Series 65 exam, for those of you who aren’t familiar… The Series 65 is what’s called the Uniform Investment Adviser Law Exam. It’s the licensing test you have to take to either become a Registered Investment Advisor, or technically to become the Investment Advisor Representative of an RIA. So if you want to get paid a fee for investment advice, you have to either be an IAR of a Registered Investment Advisor, or you become your own RIA (and essentially be the sole IAR member of it).
First and foremost, I’ll say congratulations to you for making the transition away from simply selling annuity products and into actually providing more holistic advice. I think that’s a huge overall plus, for you and for consumers, as an benefit that’s going to come from DoL fiduciary itself. When we look broadly at the world of financial advisors, the RIA (Registered Investment Advisor) segment is basically the only growing channel of financial advisors that are out there. The total number of brokers at broker-dealers is in decline, the total number of insurance agents is in decline. I wanted to talk today about what is takes to become a Registered Investment Advisor, and pass the Series 65 exam.
The Practice Exam is designed to closely replicate the true exam experience in terms of the degree of difficulty, timing, format, and topical coverage. This exam can be taken only once and provides unique practice questions that you haven’t seen at this point in your studies. The Practice Exam is a sound indicator of how you will perform on your actual qualification exam. It allows you to see areas of strength and weakness on your Performance Tracker without answers and rationales for every question. The Mastery Exam is similar to the Practice Exam and provides an additional simulated exam with unique questions.

My test is next week and I’m more confident than I ever thought I could be. Students who have studied for their securities exams with Achievable have gone on to work for some of the top financial institutions in the world, including Blackrock and Goldman-Sachs. The secret to their success is a powerful adaptive learning tool that utilizes spaced repetition to ensure that each concept is fully memorized and understood before moving on. For top question bank pick, we recommend Series 65 Practice Question Workbook. It’s got 6 full length tests worth of questions that are relevant and similar to what you’ll find on the exam.
The Series 65 Exam is required by most states for individuals to register as investment advisers (IAs) or investment adviser representatives (IARs) within those states. The exam is developed and maintained by the North American Securities Administrators Association (NASAA) and administered by FINRA. Training Consultants offers you the most efficient and effective training solutions to
ensure you master the difficult exam concepts and have the confidence to pass your exam the first time. Lowenstein said these are all developments advisors should at least have a passing familiarity with.
Some of these companies offer pass guarantees, like SIA, STC, and ExamFX. Many of them also provide access to instructors and tutors, if needed, as well as various study tools and practice exams. If you’re looking for an all-around great choice at a fair price, ExamFX is our top pick.