We asked them what questions they had about the exam and we’ve answered some of the most common ones below. If there’s anything else you’d like to know, reach out to us and we’ll be happy to help. Looking to supplement a learning package that you are already working with? The Mastery Exam is similar to the Practice Exam and provides an additional simulated exam with unique questions.
Their premium level (which we recommend) includes live instruction to help make sure you catch the most important content from the textbook as you study. Although STCUSA only offers video lecture content as part of their highest-priced package, they still have a helpful catalog of exam prep content. And even if you feel obliged to enroll in their most expensive course, it’s still very affordable and worth every dollar. Having the right study materials may be the difference between passing on your first attempt and needing to take the test (and pay testing fees!) several times.

You will drastically reduce the time of study and increase your pass rate. If you were close to passing, go ahead, and schedule another exam; just remember that you need to wait a specified amount of time before you can take the exam again. If you didn’t pass this time, you now have a much better idea of what you are facing. Now that you know what you’re up against, you can go back to your studies with a renewed vigor and zeal. Be sure to study hard on the parts of the test that you were less successful with.
This multiple-choice test requires a 72% passing score, and the exam is given every day of the week except Sundays. Results of the test are provided immediately to the candidate with his or her overall test score. Our comprehensive Series 63 Uniform Securities Agent State Law Exam practice tests are designed to mimic the actual exam. Live in-person courses are held in Arizona, Colorado and Illinois. If you don’t live in one of these states, you can always sign up for a live online class. This covers the same material as the in-person courses, except in a virtual classroom environment that you can attend from anywhere.
Because of its focus on Ethics, passing the Series 63 is highly desirable for all kinds of financial institutions. The exam itself is 75 minutes long with 60 multiple-choice questions – so you need to be able to answer everything quickly to get a passing score. People generally go into the Series 6 and 63 with the intention to pass the exam the first time.
You will not need to study anything else in addition to this course to prepare to pass the Series 63 exam. Our course was designed and is presented by an expert, with over 20 years of experience, who actually cares if you pass. Our course was created based on the exam outline, with no additional fluff. If you don’t need to know it for the exam, we don’t cover it. This provides you immediate access to the entire course for an initial access period of 90 days. The initial access period begins on the date of course purchase.

Essential Self-Study Package

Study for the FINRA Series 63 Exam with our free practice questions! Choose from one of the exams below to get started on your test prep right now. Mometrix Academy is a completely free Series 63 test resource provided by Mometrix Test Preparation. If you find benefit from our efforts here, check out our premium quality Series 63 Study Guide and Series 63 Flash Cards to take your studying to the next level.
The Series 63 exam is considered a stand-alone qualification. Successful completion of any other securities industry licensing exams is not required. Once the exam is passed, candidates can register with the state using their score and can get their license. The exam consists of 60 multiple-choice questions, which candidates must complete in 75 minutes. To pass the Series 63 examination, a candidate must correctly answer at least 43 of 60 scored questions.
As you can see from both outlines, communication with the public, customers, and prospects, along with ethics are the most widely covered topics. These exams and licenses are put into place not to make you the best salesperson, but to keep the general public safe from deceptive marketing practices and unsuitable product selection. The Series 6 and 63 exams are administered by Prometric, a third-party testing company. You will take the exam in a controlled room with a provided PC. There will be a proctor overseeing you and any other applicants for the duration of your test. After registering, you will have 120-days to schedule your exam.

The exam was established in response to the need for uniform economic regulation to protect investors and promote fair securities practices. Exam candidates need to check with their employers and state regulators to find state-specific policies that apply to the professional financial careers that interest them. Independent candidates must register with FINRA using the Test Enrollment Services System (TESS) to file an exam request.
It’s clear that this highly customizable program is certainly one of the best resources for students taking series 63 exams. And while it doesn’t include the extra features that Securities CE has — like physical materials and textbooks — it’s still worth considering. There are two big features to ExamFX that will help you do your best on your upcoming test.
There is no firm sponsorship requirement, although some may prefer to have a sponsor to gain the necessary knowledge. NASAA released the memorandum and rules to help regulators bring state securities legislation into compliance with federal securities laws. Passing the FINRA Series 63 (NASAA) exam is required in most states towards obtaining state licensure in Uniform Securities Agent State Law. Despite having many appealing features, something that holds Kaplan back from a higher rating is the delay in response time when contacting their instructors.
Designed

to work with the Solomon Series 63 Study Guide, the Solomon Series 63 Exam Simulator offers thousands of practice
questions so you can hone, track and assess your knowledge. Once you’ve read
the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned. Comes with Pass Probability™, Solomon’s industry-leading AI technology that measures your readiness to pass your exam. So each comprehensive study package includes access to an online test bank.
Start your exam preparation by building a customizable

Connect With a Financial Advisor

Study Calendar to schedule daily tasks based on your study time frame and exam date. Begin preparing for your exam by reading the License Exam Manual to ensure a clear understanding of the key exam topics. Practice in areas of weakness by taking custom
quizzes in the SecuritiesPro™ QBank. Then, test your performance with our realistic Practice and Mastery Exams to measure your readiness for the actual securities exam.
And using Brainscape’s Series 63 flashcards to give yourself extra practice on those difficult, complex concepts will give you an even better shot at passing. We’ve designed our application using cognitive science so that you leverage the way your brain works to learn more effectively. When you use our flashcards, you’ll actually remember what you learn. It’ll not just be useful for the Series 63, but after as well. Please visit FINRA’s “Enroll for a Series Exam” page to register for a state licensing exam. Once registered, FINRA will open a 120-day window within which an individual may schedule the exam.
Investing in the best Series 63 study material is a great way to improve your test-taking chances and to get the results you need right away. A good guide will also help keep track of your progress and monitor your success so that you know when you’re ready to schedule the test. Another important feature is the ability to create “Custom Exams.” The exams may be customized by selecting specific chapters as well the number of questions.
You would have been better off spending that week networking or completing modules in an online modeling program (which coincidentally would have cost about the same amount). The test isn’t too difficult and if you study you should be fine. Just don’t get overly confident because of what people in this thread are saying.
Candidates may take advantage of practice tests and online courses to pass the exam. You also have the option of taking practice tests with the explanations turned on. This means that even when you answer a question correctly, you still receive an immediate explanation of the correct answer. While it may sound like a small addition, the result is a much more thorough and enlightening exam prep.
This interactive calendar helps you plan for specific days off and calculates the average amount
of time you will be studying each day. Based on proven learning science and over 25 years of training experience, this essential study tool takes the guesswork out of your study plan and puts you on the track to success. No other exam prep course is as complete as the Securities Institute of America’s offering for students who want to go the self-study route. It’s our choice as the best comprehensive self-study package. Pass Perfect provides students with instant feedback from each simulated exam and updated guidance on where to direct their efforts. The packages also include a glossary to keep terms close by so you don’t have to keep going back to the textbook.
After you have reviewed your study materials, our instructor-led
class ensures you fully understand key concepts prior to exam day. Practice exams are built to make students comfortable with the real exam environment. Statistics have shown that most students fail not due to that preparation but due to exam anxiety the fear of the unknown.
You can use the Action Plan to keep you focused and track your progress. The candidates of the series 63 exam should familiarize themselves with the Uniform Title Act of 1956 and the NASA Policy Statement and Model Rules. Series 63 is an entry-level exam; There are no prerequisites for the exam after completing the U-10 form. We are the biggest and most updated IT certification exam material website. NASAA will be updating questions on all three exams to align with recent regulatory changes in the Secure Act 2.0. These exam updates will be implemented effective June 12, 2023.
Its Series 63 self-study package has all the tools and resources students need to pass the exam, making it our choice as the provider with the most comprehensive self-study package. ExamFX has been on the cutting edge of providing feature-packed, tech-infused exam study courses since 1996. The State Law Examination of the Uniform Securities Broker was developed by NASAA in collaboration with representatives of the securities industry and trade associations. The exam, called the Series 63 exam, is designed to qualify candidates as securities agents. The exam is intended to provide state securities managers with a basis for determining the applicant’s knowledge and understanding of state laws and regulations.
Again, we covered this back in the studying section, but it is absolutely critical to your test success.If you go in dehydrated or hungry, you are shooting yourself in the foot. They can honestly be a very debilitating factor in your securities exam experience. Each testing company has different rules on when and how you can reschedule. If you don’t follow these rules, you will forfeit your testing fee.
Allotting appropriate amounts of time for each section or question can help maintain focus and will help manage stress levels during the test. Most regulations include exclusions or situations in which they do not apply. In some questions, your objective is to identify what is false rather than factual. It frequently involves double-negative thinking, which adds to the complication.
It comes with all the Premier course online materials, plus a four-hour live review session. In-person classes are only available in Illinois, New York and Oregon. Residents of other states will have to sign up for a live online review or private tutoring. Tutoring can be done one-on-one or in small groups, either online or in person if you live near one of the company’s branch locations.
Keep practicing until you are scoring in the high 70s/low 80s, by then you should have a lot of the rules/regs memorized. The Series 63 is a securities license entitling the holder to solicit orders for any type of security in a particular state. The applicant must pass an exam which also requires a display of ethical practices and fiduciary duties. This is the exam that is needed to facilitate and soliciate securities orders. Only the exam candidates should have required knowledge on the content of the FINRA Series-63 Exam syllabus. They should also develop their hand-on exposure on the all topics.