These must include your signature, your full name as it appears on your application, and a recent and recognizable photo. IDs with missing or incorrect information will not be accepted. If you prefer to purchase a course individually, please select from the options below.

As an exam course provider since the 1940s, Kaplan University has consistently produced high-quality exam prep courses. For $260, STC offers a Standard package that doesn’t include flashcards or on-demand lectures. Students who want access to virtual or in-person live instruction can pay $415 for the Premier Plus package. All packages provide students with an instructor hotline, but STC’s Pass Guarantee is only available with the Premier and Premier Plus packages. Securities Training Corporation (STC) has been helping financial professionals pass securities exams since 1969. With that experience, STC knows how to package a Series 3 exam course to meet the needs of any learning style, which it has done with its Series 3 Premier package.
Its Premier Gold package, in particular, has everything a student might need to pass the Series 3 exam, regardless of learning style. Even though their materials aren’t quite as good as others on this list, Kaplan is definitely the fastest at getting you ready for the exam. It’s also very affordable— although you can save more money selecting a custom package at Securities Institute of America. Looking for an individual study tool to complement your study package? In addition, exemptions may be permitted for some individuals, depending on the business of the firm.

Exam Prep

This allows you to take extensive notes and build a customized study guide tailored to your precise study needs. We conducted an initial review of a dozen of the top Series 3 exam prep providers based on track record, cost, breadth of course offerings, instructor support, and quality of technology and materials. This exam consists of 120 multiple choice questions that must be completed within two hours and thirty minutes. It is a challenging test, so be sure to do plenty of Series 3 exam prep. Work through as many Series 3 sample questions as possible, starting with our free practice exam.
Even though its old content, I thought it was really useful and helpful. In general, exams questions are presented in a multiple-choice format. Refer to the title-specific exam guides for detailed information about the format of each exam. Within the 75-minute time allotment, candidates are asked to answer 65 questions. However, only 60 of those questions are scored; the other five questions are being pre-tested to evaluate whether or not they will be included as scored questions on future exams. For those that fail, your score report will also include a breakdown of your performance on each section to help you prepare for your next attempt.
You should plan on completing about 850 practice questions online prior to taking the exam. If your scores are not within passing range at that point, you may need to complete more questions. Make sure you do some questions exclusively on the regulation portion of the material so you are comfortable with that module of the examination. To help you prepare for the exam, we offer different types of practice, including practice questions and a mock exam, with our Learning Ecosystem. As you work your way through the curriculum, we recommend pausing to answer practice questions, assessing your level of confidence and accuracy along the way. Then, in advance of the exam, take a mock exam, which mimics the exam-day experience as closely as possible.
Please complete this survey after using the Step 3 interactive practice materials. Mock exams are designed to replicate the timing and structure of the exam. Mock exams, also known as question banks, are posted in the Learning Ecosystem about two months before the date of your exam. If you have no experience whatsoever in trading, you should get some. If you aren’t willing to put your own money up to do so (and who could blame you there), there are good simulators out there you can use to see how well you perform without trading real money. A friend of mine recommended thinkorswim, though I’ve never personally used it.
Kaplan neither publishes a pass rate for its Series 3 exam nor offers a money-back guarantee. The Practice Exam is designed to closely replicate the true exam experience in terms of the degree of difficulty, timing, format, and topical coverage. This exam can be taken only once and provides unique practice questions that you haven’t seen at this point in your studies. The Practice Exam is a sound indicator of how you will perform on your actual qualification exam.
If you can pass our practice/final exams with a 90% or better understanding why the correct answer is correct and the incorrect answers are incorrect, you will pass this difficult exam. This is why the written and audio explanations are so important. In general, for written multiple-choice exams, final scores are converted from raw scores (number of questions answered correctly) and placed on a scale that ranges from 0 to 100. The passing raw score (number of questions answered correctly) is determined after an exam is given and all the test results have been analyzed. A test taker must receive a scaled score of 70 in order to pass an examination.
Series 3 is a challenging, two-part, 150-minute exam with 20 multiple-choice questions, requiring rigorous exam prep. We reviewed a dozen Series 3 course providers to identify the best one in five categories. All of Kaplan’s Series 3 exam materials are designed with the essentials in mind; the aim is to provide you with a fast and easy study plan that effectively prepares you to take the exam.
Give structure to your class with these spiral-bound books that complement your instructor’s lessons. They highlight important exam topics and include the key points addressed in your classes. These notes, grouped by lesson, allow you to focus on the instructor and give you an organized review after class has ended. This handy reporting tool helps you understand what areas you’re doing well in and what areas need some work before exam day. To pass the exam, you must answer a minimum of 70% of the questions correctly in each part of the exam. To pass, you must answer at least 70% of the questions correctly on each part.

Creating an account on mba.com will give you resources to take control of your graduate business degree journey and guide you through the steps needed to get into the best program for you. Knowledge tests at the end of each milestone, and (unlike many competitors) you can take them an unlimited number of times. A fast way to find any words or concepts in your reading that you’d like to define or review. A user-friendly dashboard provides high level performance data that puts you in control so you know exactly where you are, what’s coming next, and where you need to focus. Click here to access Frequently Asked Questions regarding testing.
If you benefit from these materials, just click the link below! To compliment our Series 3 book, we also offer extensive flashcards for even more Series 3 exam prep help. They helped me create a much more powerful, efficient method of studying. When using the practice exams I would only work on 3 questions at a time and then go to look up the answer. This practice exam is comprised of questions very similar to those on the Series 3 exam. The intent is to give the taker an idea of whether or not they are prepared to take the examination.
QBank allows users to create unlimited practice exams customized to their study needs. The good news is the SecuritiesPro QBank is available in both the Basic Self-Study package for $209 and the BasicPlus Self-Study package for $299. Despite the reduced time requirements, you’ll still have free reign to build your own study calendar. Once you enter your exam date, you can determine how long you want your study schedule to be.
Our extensive library of online courses include include free learning aides, multimedia components and are iPad compatible. The simulated exams are weighted to accurately replicate the actual Series 3 exam look and feel, with students’ ability to monitor their readiness to pass the Series 3 exam. STCUSA is an excellent choice for someone who wants a more traditional study experience. Each live classroom has been designed to help you through the process as quickly and effectively as possible.

A Clinical Science Subject Exam

A complete description in outline form of all the testable content and the number of questions in each area. Class notes are a concise, summarized view of all the testable topics. A highly organized summary so that you can better retain the material on test day. If you are preparing for a certification exam, you may be feeling overwhelmed with the amount of material you need to study and the pressure to pas… Before teachers can take their place at the front of the classroom, they must take and pass qualifying exams. Certification exams like Praxis, TExES, and FTCE can help new and experienced educators earn their teaching licenses.

Exam subject matter (test content), sample questions & practice exams by title series

For students who want the best overall package, STC should be your choice. Most exam prep providers offer a basic level and a premier level package. Securities Training Corporation’s premier package includes everything needed to match any learning style, making it our choice as the best overall package.
If you forget to bring your ID or if your ID is invalid, you will not be allowed to take the exam. Having the SIE designation could also help you excel your career in the financial services industry. There is only so much you can do without having the SIE designation or other similar top off exams. If you are looking for more assistance, consider using one of the best SIE exam prep courses. Whether you want to become a member of a stock brokerage firm or join FINRA itself, you’ll likely need to take the SIE exam and score well to make it in this competitive professional market. A comprehensive practice final designed to feel like the real FINRA exam.
Take a FREE sample exam by clicking the “FREE PRACTICE EXAMS” link above. Assuming you are working full-time while preparing for the examination, you should allow yourself 3-4 weeks or hours to read through the material and complete practice exams. To sign up for any of the futures industry exams, you must enroll online and pay the applicable fee to the Financial Industry Regulatory Authority (FINRA). This online process provides convenient credit card and electronic (ACH) payment options. Please note that a sponsor is not required for any of the futures industry exams. A candidate without a sponsor should indicate his/her own name, address and phone number in the section of the online application that asks for the firm’s name, address and phone number.
Our apps average a 4.8 out of 5.0 star rating from over 55,000 App Store reviews. Test guides for local government examinations are made available 60 days prior to the date of the written test. The second part of the Series 3 test focuses on regulation and includes questions devoted to general regulation, FCM/IB regulations, CPO/CTA, arbitration procedures, and NFA disciplinary procedures.