For information on how to do this, individuals can visit the FinPro (Financial Professional Gateway) page or firms can visit the Firm Settings Guide. We offer multiple ways for you to pass your industry Exam requirements. The Series 66 exam is administered at Prometric testing centers across the United States. You should arrive at the testing center minutes early to allow time for check-in. If you arrive late, you will not be able to take the exam and your exam fee will be forfeited. Once your registration request is processed, you will be notified and given a 120-day window to take the exam.
Because it’s written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Bite-sized content means you can study any time, from a quick break at work to a quiet moment on your commute. The full learning experience is built for mobile and your computer. You’ll be provided with a 4 function calculator and note taking materials when you sit for the exam. No personal items are allowed inside the test room, so be sure to leave your cellphones, and other items somewhere safe.
As you prepare for exam day, the Exam Tips and Content Updates will be your source for changes in regulations and rules. Our team of content experts will keep you up-to-date on the most current changes and study strategies related to your qualification exam. No, the 30-day study plan was created to be your road map to success. Some students purchase our course just to watch the videos or take the practice/final exams. Suzy Rhoades, the PassMasters Director of Securities content, has created the best all-in-one online Series 66 exam prep course. Read on to learn more about the Series 66 course that is helping people all across the nation pass the exam.
The Series 66 exam, otherwise known as the Uniform Combined State Law Examination, is similar to the Series 65 exam in that it is criterion based. This means that the candidate is expected to meet a minimum required competency in order to perform the job sufficiently. The questions on the test are assembled by level of difficulty and content area. The passing score is 73, which means you need to answer 73 questions correctly.
StateRequirement and its members and affiliates are not responsible for any losses, monetary or otherwise. StateRequirement is not affiliated with any state, government, or licensing body. For more information, please contact your state’s authority on insurance. If you leave your position or company, your license will still be current for two years as you search for a new job in the industry.
Plus each video comes with key concepts, tables, and formulas displayed and highlighted throughout. This ensures that you never miss essential information as you study to become a securities agent. Each 2 hour training session provides you with a fun, unique, thorough way of learning the often difficult Series 66 material. With a big focus on step-by-step test-taking methods, we make the material come alive and show you how to apply it to potential exam questions. Experience the same instructor interaction and support as a traditional live class with the convenience of online study.
There’s a lot of information to have at the front of your mind on exam day, so your Series 66 preparation needs to be well-rounded. Your personalized Series 66 classes can cover all of the topics, but they can also help you develop stronger skills in taking tests. QBank is included in all of Kaplan’s study courses, including the $149 Basic package, the $189 Essential package, and the $269 Premium package. All packages come with Kaplan’s highly acclaimed study manual, study calendar, performance tracker, and practice exams. The two upper-tier packages come with a video library and checkpoint exams. Only the top-tier Premium package comes with instructor support.
The Series 66 license will qualify individuals as investment advisor representatives or securities agents. The Series 66 exam is relatively new exam created by NASAA. Series 66 Exam Secrets Study Guide is our first runner up on our list of best Series 66 Exam guides.
For some, these feature-rich study packages may be overkill. But for students who don’t want to leave any stone unturned in their preparation for a challenging exam, the Premier Plus package is a great option. Each exam may be taken either with or without the explanations displayed after each question. However, we strongly recommend that you begin by taking each exam with the explanations appearing after your answer is selected.
Purchase the All Access Pass upgrade and get unlimited classes, review sessions, and more for one year. Ken has gained a wealth of business experience through his previous employment as a CPA, Auditor, Tax Preparer and College Professor. Today, Ken continues to use those finely tuned skills to educate students as a professional writer and teacher. SIA’s Series 66 are also some of the most affordable on the market. However, some of the individual materials can be pretty expensive when purchased on their own. However, you can avoid these fees by enrolling in one of their full courses instead.
In this video lecture series, we show you how to break down the toughest Series 66 Questions, so you get the correct answer every time! Spend over 10 Hours in 8 class sessions with Robert Walker, author of “Pass The 66 Success Program,” to understand the nuances of breaking down the exam questions to get to the correct answer. Give structure to your class with these spiral-bound books that complement your instructor’s lessons. They highlight important exam topics and include the key points addressed in your classes. These notes, grouped by lesson, allow you to focus on the instructor and give you an organized review after class has ended.
As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. Most students studying for securities exams will tell you that an exam prep course’s essential component is its question bank.
The Series 66 license is the choice for many financial advisors because it allows licensees to provide financial advice on securities-based products. Almost all financial advisors need to include securities in their toolkit to provide comprehensive service to clients. If you plan to act as a financial advisor for securities-based products and conduct purchase and sale transactions of securities-based products, the Series 66 license is a great choice.
Despite only this slight difference, the Series 66 exam can easily be underestimated. Plus all of the other special tips and secrets we have included to help you prepare for the exam. Series 66 Exam Secrets is our exclusive collection of the tips and the information that we have specially selected to give you the best results on the Series 66 Test for the least time spent studying.
For that reason, you can choose from three different Licensing Exam Prep Packages to find the one to fit your individual needs. However you like to learn, rest assured we have you covered. One of the biggest steps to any securities license is passing the licensing exam. A test prep course can help you study and prepare for the exam by providing resources and materials geared toward your test.
If you aspire to hold the premier state securities license that allows you to both provide financial advice and conduct purchase and sale transactions, you will want to take the Series 66 exam. The Series 66 license is the top choice for state securities licensing for many financial advisors and insurance agents due to its comprehensive list of allowed actions for Series 66 licensees. The Series 66 exam includes 100 scored questions and 10 unscored pretest questions. The pretest questions are not marked, so you should answer to the best of your ability on each question. You will have 150 minutes to take the computer-based exam at an independent testing center. I took the CFP review with Ken Zahn’s materials, and did not care for it.

Dig into those questions and figure out how you can strengthen your weak areas as you go back to review the material. I wanted to personally thank you for all the help you have given me. Your method of presenting the information needed to pass these exams is outstanding (I only had two weeks to study). In the future I wouldn’t even consider using another resource to tackle the preparation for a Series exam. Moving forward in my career I will be sure to pass this information on to friends and colleagues without hesitation.
Learn from expert instructors with in-depth videos covering the major topics of the qualification exam. Our OnDemand class allows you to prepare at recommended times during your study program. You are given access to review classes at any time and as often as you like. Connect with a Kaplan instructor for personal assistance anytime as you prepare for the exam. With this online resource, you can communicate directly with securities content experts and get your questions answered within two business days. Kaplan Financial Education’s securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the NASAA Series 66 Exam, Uniform Combined State Law Examination.
Mometrix’s Series 66 test study guide reviews the most important components of the Series 66 exam. We recommend you spend 50–80 hours studying for your exam. Additionally, we recommend you spend most of your time reading the content.

Series 66 Exam Review Study Guide

This is our collaboration with Knopman Marks, a leader in exam preparation, who have curated these Brainscape flashcards as a study tool to help you ace both your Series 66 and Series 7 exam. Your new best friend in learning a Series 66 Practice Test App takes test preparation to a new level.Studying and passing your Series 66 Test will never be easier. ELS uses a technique called “chunking.”In cognitive psychology, chunking is a process by which individual pieces of information are bound together. It is believed that individuals create higher order cognitive representations of the items on the list that are more easily remembered as a group than as individual items themselves.The bottom line… It works! Series 66 Practice Test comes with over 700 questions.Download the app and try it. We give you 10 free questions a day for 5 days, plus question of day is always free.

You can find in-person, proctored online, or self-paced online courses. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student’s learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their…
With its SecuritiesPro QBank, Kaplan University has the one that best mimics the actual exam. The best feature of all ExamFX courses is the simulated exam, with proprietary adaptive learning technology that steers students down the right learning path for their needs. It’s fueled by an extensive question bank that provides a continuous stream of questions for an unlimited number of practice exams. This exam is required by certain states for an individual who wants to register as an investment adviser representative and securities agent.