Any attempt to compromise the examination may serve to destroy its validity and usefulness. Therefore, NASAA intends to bring appropriate action against persons who attempt to compromise the examination in whole or in part. In addition, such conduct may subject a candidate to further action by state administrators. Completing the challenge below proves you are a human and gives you temporary access. The Series 66 exam, also known as the Uniform Combined State Law exam, is taken by those pursuing licensure as a financial professional with state-level authority. Once you are in the testing room, you will be given a small whiteboard, dry-erase markers, and noise-canceling headphones.
Comes with Pass Probability™, Solomon’s industry-leading AI technology that measures your readiness to pass your exam. The Solomon Series 66 Study Guide, written
in clear easy-to-understand language, contains the information you need to know
to pass your exam. Comprehensive and continually updated, the Solomon Series 66
Study Guide has helped thousands pass their exam.
A best practice if you’re working is to study at least an hour or two 4 days during the week and commit 6 – 10 hours on the weekend. It’s never easy to find the time, but you have to—there’s no way around it. FINRA and NASAA don’t publish official pass rates for the Series 66 exam.

Ethical Business Practices

If you have time… I would also use their study material book which I found very concise and beneficial. This book will help investment professionals pass the Series 66 Uniform Combined State Law Examination. It contains twelve 100-question practice exams with a total of 1,200 questions. Each 100-question practice test is followed by the answer key. You can prepare for your qualification exam with this series of short, exam-focused streaming videos designed to provide reinforcement of the core exam topics discussed in the License Exam Manual.
All other materials will be provided, including a calculator and scratch paper. Ask your firm’s principal to schedule the exam for you or to provide a list of test centers in your area. If you are not with a FINRA member firm, you must fill out and submit Form U10 prior to making an appointment to take the test. The Series 66 exam may be taken any day that the exam center is open. A candidate is not required to have any other professional qualifications prior to taking the Series 66 exam. However, the SIE and Series 7 are corequisites to becoming registered to conduct securities business.
The Midterm Exam is a cumulative exam designed to test your comprehensive knowledge at the midpoint of your exam preparation. This exam can be taken only once and provides answers and detailed rationales for each question. This exam simulates the actual exam and features questions you haven’t seen in your studies thus far. To further your career as an investment advisor, you’re going to need your Series 66 license. To get it, you have to pass the Series 66 exam, which covers a wealth of topics from the regulations you would need to abide by to the inner workings of the investment vehicles you may recommend. So make sure you study strategically by diving into the context of the content being presented rather than simply memorizing points.
If you already have Kaplan, and you’ve been working on simulated exams or self-selected comprehensive exams, then we recommend that your score be consistently in the 83% to 86% range. We get a lot of questions about where students need to be with their Series 66 practice scores before their exam. The sub-topics assessed in this topic include time value of money concepts, descriptive statistics, financial ratios and how they are used, and valuation ratios. Students are introduced to the courses through a personalized study calendar that maps out a customized study plan containing links to the study tools they will need along the way. It monitors and measures progress, so students know exactly where they stand and the areas that need focus. While Kaplan’s pricing is a little on the high end of the spectrum, it is known for producing high-quality study materials.
It has everything you need to serve as your sole resource (but adding in flashcards and other materials is always a good idea). If you pass the Series 66, but don’t register with a state for 2 years, your status will show up as expired in the CRD. If you do get registered within that 2 year window, you won’t need to worry about it again. Series 66 Exam Flashcard Study System is our pick for best flashcards!
If you
like to listen, the Solomon Series 66
Audiobook offers you the perfect way to study for your exam while you’re
commuting, working out or doing the dishes! The Solomon Series 66 Audiobook is
a 18-hour audio recording of the Solomon Series 66 Study Guide. The guide is written
in clear easy-to-understand language and contains the information you need to
know to pass your exam. So read for the context of the book and take practice questions to reinforce this knowledge. Aim for at least 100 per section to get a taste of how the test makers approach each subject. The Series 66 exam is designed to assess your ability to provide investment advice as a professional in the financial services industry.
The Series 66 Exam Prep package is presented by the Securities Institute of America, Inc., and the New York Institute of Finance. Learn from expert instructors with in-depth videos covering the major topics of the qualification exam. Our OnDemand class allows you to prepare at recommended times during your study program. You are given access to review classes at any time and as often as you like.
Each student will be
given a total of 150 minutes for the exam. The Series 66 exam is a combination of the Blue-Sky license (Series 63) and the
Investment Advisers exam (Series 65). ESTI
offers in-house classes and courses at our location for this course. Following the passage of the Tax Cuts and Jobs Act, NASAA updated exam questions to reflect changes in the tax code.
Please visit FINRA’s “Enroll for a Series Exam” page to register for a state licensing exam. Once registered, FINRA will open a 120-day window within which an individual may schedule the exam. More information on sites to take the exams can be found on the FINRA website.

The online courses can be accessed on-demand and viewed, paused, and repeated as needed. Live instruction features the same instructor and can be accessed anywhere through WebEx. At $325, the Everything Package is not the cheapest option out there, but for a comprehensive offering with all the essential studying resources, it’s priced just about right. The QBank and all of Kaplan’s study packages come with five-month access, but additional five-month access can be purchased for $49. Although you don’t have to be sponsored to take the Series 66 exam, you first must pass the Series 7 exam as a prerequisite.
Start out by completing a 100-questions exam on all topics just to get a sense of how the test feels. Use settings that allow you to read the explanations as you go so that you are filling in your areas of weakness. For best results, go back to the textbook to re-read information if the topic is still unclear after you’ve read the explanation. Then go back and do quizzes of questions on each topic that you’re not passing. Read more for context and familiarity with terms instead of for memorization.

Chartered Financial Analyst (CFA) Exam Study Guide

Bonus if they offer mobile options that you can access while you commute. The length of time it takes to study for the Series 66 exam can vary widely based on a person’s study habits and discipline level. Most exam prep providers recommend setting aside 50 to 80 hours, which should be spread out over four to five weeks for a person working full-time.
Training Consultants offers three study packages, each with a different focus, and a fourth—the Everything Package—that combines the elements of the first three. They are regularly updated and produced in-house to ensure you receive the most current and
relevant study information. On your homepage, the “My Scores” button will provide you with a snapshot of your progress.
This is for the simple reason that this range, consistently scored, tends to produce candidates with the highest pass rate. While we have definitely seen students pass despite scoring in the 70s, it becomes less likely. The lower your score is below 80%, the lower the chance of a pass. You may notice that the passing rate for the Series 7 exam is 72.
Watch a demo to see the quality of the presentation and enroll today. Looking for an individual study tool to complement your study package? Keep tabs on how well you are progressing on your exam prep. This handy reporting tool helps you understand what areas you’re doing well in and what areas need some work before exam day. The passing score is 73, which means you need to answer 73 questions correctly.
You’re going to need to dive into the material in depth and understand the concepts thoroughly. Many of the questions are designed to trick you, so this is critical to passing. Training Consultants has some questions in test bank that are identical. My materials are available for sale..you name a reasonable price…and we can do business.
The Series 66 program utilizes four performance measurements which are delivered online through my.STCInteractive. Each exam may be taken either with or without the explanations displayed after each question. However, we strongly recommend that you begin by taking each exam with the explanations appearing after your answer is selected. By including the corresponding explanations, you have the ability to reinforce the mindset necessary to getting the right answer.
It’s fueled by an extensive question bank that provides a continuous stream of questions for an unlimited number of practice exams. You’ll be able to create custom quizzes out of Kaplan’s robust question bank when you sign up for this course. Once you’ve gotten comfortable with your progres, they also offer prebuilt mastery and practice exams. Connect with a Kaplan instructor for personal assistance anytime as you prepare for the exam. With this online resource, you can communicate directly with securities content experts and get your questions answered within two business days.